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水力发电学报 ›› 2026, Vol. 45 ›› Issue (6): 112-124.doi: 10.11660/slfdxb.20260610

• • 上一篇    

融合卷积注意力与WGAN-AE的水轮机故障声学诊断

  

  • 出版日期:2026-06-25 发布日期:2026-06-25

Acoustic fault diagnosis of hydraulic turbines based on fusion of convolutional attention and WGAN-AE

  • Online:2026-06-25 Published:2026-06-25

摘要: 针对水轮机流道故障声学诊断中标记数据稀缺、早期故障信号微弱且易受背景噪声干扰的问题,提出一种基于卷积注意力模块(CBAM)与生成对抗网络的无监督故障声学诊断方法。该方法构建了融合Wasserstein生成对抗网络(WGAN)与自编码器(AE)的深度诊断模型(CBAM-WGAN-AE)。该模型仅利用正常工况下的声信号数据进行训练以学习深层特征分布,并借助CBAM模块增强对关键故障特征的敏感性,同时抑制无关噪声干扰。引入基于K近邻(KNN)算法的异常检测机制,通过计算待测样本与正常样本在特征空间中的近邻距离偏差来判别水轮机的异常状态。模型水轮机故障模拟实验的验证结果表明,所提CBAM-WGAN-AE诊断模型的受试者工作特征曲线下面积(AUC)达到了91.71%,其在诊断准确率及微弱故障特征识别能力上均优于现有模型。

关键词: 水轮机, 无监督学习, 故障诊断, 生成对抗网络, 噪声

Abstract: To address the scarcity of labeled data, weak early fault signals, and severe background noise interference in the acoustic diagnosis of hydraulic turbine flow channels, An unsupervised acoustic fault diagnosis method based on the Convolutional Block Attention Module (CBAM) and Generative Adversarial Networks (GAN) was proposed. This method constructs a deep diagnostic model (CBAM-WGAN-AE) that integrates a Wasserstein Generative Adversarial Network (WGAN) with an Autoencoder (AE). It is trained using exclusively acoustic signal data from normal operating conditions to learn the deep feature distribution, and leverages the CBAM to enhance sensitivity to key fault features while suppressing irrelevant noises. Additionally, an anomaly detection mechanism based on the K-Nearest Neighbors (KNN) algorithm was introduced and the turbine’s abnormal states were detected by calculating the nearest neighbor distance deviations of test samples from the corresponding normal samples in the feature space. Through validating against the fault experimental data from a model hydraulic turbine, The new model improves the Area Under Curve (AUC) up to 91.71%, outperforming previous diagnostic models reported in both overall accuracy and the ability to identify weak fault features.

Key words: hydraulic turbine, unsupervised learning, fault diagnosis, generative adversarial networks, noise

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