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水力发电学报

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土石坝风险等级智能预测分析及模型优化研究

  

  • 出版日期:2024-03-07 发布日期:2024-03-07

Study on intelligent prediction analysis and model optimization of earth-rock dams risk level

  • Online:2024-03-07 Published:2024-03-07

摘要: 大坝溃坝将造成大量的生命财产损失和巨大的环境破坏。精准快速预测土石坝风险等级,对于控制土石坝溃坝危害具有重要意义。本文采用K-最近邻(K-Nearest Neighbors,KNN)算法填补了数据库中大量缺失数据,引入遗传优化算法(Genetic Algorithm,GA)优化轻量级梯度提升机(Light Gradient Boosting Machine,LightGBM)超参数,建立了基于GA-LightGBM的土石坝风险等级快速预测模型。采用受试者工作特征曲线(Receiver Operating Characteristic,ROC)曲线、曲线下面积(Area Under the Curve,AUC)值等其他评价指标对模型精度进行验证,并将其与传统机器学习模型进行了对比。研究表明,该模型预测准确率为89.95%,准确度最高。该模型的AUC值为0.977,说明该模型在适用性和预测精度方面都优于传统预测模型。并采用SHAP (Shapley Additive Explanations)分析对该模型进行了全局影响因素分析及案例分析,结果表明,检查频次是导致土石坝风险最重要的影响因素之一。

Abstract: Dam failure will cause a large number of life and property losses and huge environmental damage. Accurate and fast prediction of the risk level of earth-rock dams is of great significance for controlling the dam failure hazard of earth and rock dams. In this paper, K-Nearest Neighbor (KNN) algorithm is used to fill a large amount of missing data in the database, and Genetic Algorithm (GA) was introduced to optimize the hyperparameters of Light Gradient Boosting Machine (LightGBM), and a fast prediction model of earth-rock dam risk grade based on GA-LightGBM was established. Other evaluation indexes such as ROC (Receiver Operating Characteristic) curve and AUC (Area Under the Curve) value are used to verify the model accuracy, and it is compared with the traditional machine learning model. The study shows that the model has a high accuracy of 89.95%. The AUC value of the model is 0.977, which indicates that the model is better than the traditional prediction model in terms of applicability and prediction accuracy. The model has been also analyzed for global influencing factors and case studies using Shapley Additive Explanations analysis(SHAP), and the results showed that the frequency of inspection is one of the most important influencing factors leading to the risk of earth-rock dams.

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