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水力发电学报 ›› 2026, Vol. 45 ›› Issue (7): 1-26.doi: 10.11660/slfdxb.20260701

• •    下一篇

剪胀角和零伸长线及其与破坏面的关系

  

  • 出版日期:2026-07-25 发布日期:2026-07-25

Relationships of dilatancy angle and zero extension line versus failure surfaces

  • Online:2026-07-25 Published:2026-07-25

摘要: 剪胀性是岩石、土、混凝土等材料本构关系研究中的常见概念,剪胀角是度量剪胀性的重要参数之一。剪胀角是一个客观量,但它又与本构模型,尤其莫尔–库仑模型关系密切。本文对剪胀角的来源和性质进行梳理辨析,指出了关于剪胀角的常见错误,明确了平面应变和三轴试验条件下剪胀角不同表达方式之间的内在联系和隐含条件;将理论破坏面分为常规的源于抗剪强度理论的强度破坏面和基于零伸长线的变形破坏面,以区别于试验或现场观测到的实际破坏面;探讨了剪胀角、内摩擦角、零伸长线及其与破坏面之间的关系,论证了平面应变情况下莫尔-库仑关联模型中位移增量方向与强度破坏面夹角等于内摩擦角的理论依据;分析了岩土力学指标的客观性并按客观性进行分类;结合抗剪强度定义,揭示了直剪试验和三轴试验测试抗剪强度指标所采用度量依据的不同之处,应用中应根据所面临的场景选择相应的试验手段来测试强度指标。论文工作有利于深入理解剪胀角、零伸长线、破坏面、抗剪强度等基本概念及适用条件,避免混淆和歧义。

关键词: 剪胀角(膨胀角), 零伸长线, 摩擦角, 破坏面, 剪切带, 莫尔-库仑模型

Abstract: Dilatancy is a common concept in the constitutive relationships in the study of rocks, soils, and concretes, etc. In its measurements, dilatancy angle is a primary parameter that, an objective quantity though, is closely related to constitutive models, particularly the Mohr-Coulomb model. This paper presents a comprehensive review for clarification of the origin and nature of dilatancy angle, discusses typical misconceptions about it, and demonstrates the internal connections and implicit assumptions between its different forms of expression under plane strain and triaxial testing conditions. To distinguish from the actual failure surface, we classify the theoretical failure surfaces into two categories-conventional strength-based failure surfaces defined by the Mohr-Coulomb strength criterion, and deformation-based failure surfaces defined by the zero extension line. The relationships of failure surfaces versus dilatancy angle, internal friction angle, and zero extension line are explored. We also discuss the reason that the angle between the displacement increment direction and the theoretical failure surface equals the internal friction angle, by using the Mohr-Coulomb associated flow model under plane strain conditions. And, the objectivity of the indexes in geomechanics is examined and classified. Further, combined with the definition of shear strength, we reveal that the measurement bases of shear strength indexes adopted by direct shear tests and triaxial tests are not exactly the same. For practical measurement of strength indexes, test methods should be selected according to different scenarios. The findings would deepen our understanding of fundamental concepts-such as dilatancy angle, zero extension line, failure surface, and shear strength-and their applicable conditions, thereby avoiding confusion and ambiguity.

Key words: dilatancy angle, zero extension line, friction angle, failure surface, shear band (shear zone), Mohr-Coulomb model

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