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水力发电学报

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基于分量重构的水电机组小样本故障诊断

  

  • 出版日期:2026-07-13 发布日期:2026-07-13

Small-Sample Fault Diagnosis Method of Hydropower Units Based on Component Reconstruction

  • Online:2026-07-13 Published:2026-07-13

摘要: 水电机组潜在故障的及时诊断对保障电站安全稳定运行具有重要意义。实际工程中故障样本稀缺、类别不平衡、信号耦合噪声强,传统方法难以实现小样本背景下的稳定诊断。鉴于此,本文提出一种融合VMD-多通道CNN-WGAN的数据增强与集成学习的新型水电机组故障诊断模型。首先,利用变分模态分解(Variational Mode Decomposition,VMD)将振动信号分解为若干本征模态函数分量(Intrinsic Mode Function,IMF),完成特征解耦。然后,构建基于多层一维卷积网络(Convolutional Neural Network,CNN)和生成对抗网络的数据扩增模型,以解耦后的信号为数据源生成新样本。最后,使用集成学习策略完成故障分类。该模型的试验台准确率超99%,生成样本频域相关性达0.96,RMSE < 0.02,优于传统生成对抗网络(Generative Adversarial Network,GAN)。实测数据结果表明,本文模型在不平衡场景下的准确率较常规方法提升约28%,在复杂背景噪声下仍达85.56%。本研究为水电机组小样本故障诊断提供了一种准确率高、抗噪性强的解决方案,对保障机组安全稳定运行具有重要价值。

Abstract: Timely diagnosis of potential faults in hydroelectric generating units is crucial for ensuring the safe and stable operation of power plants. In practical engineering applications, however, fault samples are scarce, categories are imbalanced, and signal-coupled noise is intense, making it difficult for traditional methods to achieve reliable diagnosis under small-sample conditions. In light of this, this paper proposes a novel fault diagnosis model for hydroelectric generating units that integrates data augmentation and ensemble learning by combining VMD, multi-channel CNN, and WGAN. First, Variational Mode Decomposition (VMD) is used to decompose the vibration signal into several Intrinsic Mode Function (IMF) components, thereby achieving feature decoupling. Next, a data augmentation model based on a multi-layer one-dimensional Convolutional Neural Network (CNN) and a Generative Adversarial Network (GAN) is constructed to generate new samples using the decoupled signals as the data source. Finally, an ensemble learning strategy is employed to perform fault classification. The model achieved an accuracy of over 99% on the test bench, with a frequency-domain correlation of 0.96 for the generated samples and an RMSE of < 0.02, outperforming traditional Generative Adversarial Networks (GANs). Empirical results show that the model proposed in this paper achieves an accuracy approximately 28% higher than conventional methods in imbalanced scenarios and maintains an accuracy of 85.56% even under complex background noise. This study provides a highly accurate and robust solution for fault diagnosis of hydropower units with limited data, which is of great value for ensuring the safe and stable operation of the units.

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