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水力发电学报 ›› 2026, Vol. 45 ›› Issue (4): 73-85.doi: 10.11660/slfdxb.20260406

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耦合气象水文要素的流域极端径流场景优选生成方法

  

  • 出版日期:2026-04-25 发布日期:2026-04-21

Method of generating extreme runoff scenarios for river basins coupled with meteorological and hydrological elements

  • Online:2026-04-25 Published:2026-04-21

摘要: 全球范围内极端气象事件频发,高水电占比电网系统面临清洁能源消纳和安全保供的双重挑战与压力。为提升应对极端气象的响应能力,提出了一种耦合气象水文要素的流域极端径流场景优选生成方法。首先,基于沙普利加性解释(SHAP)理论,分析揭示降水、土壤含水量、气温等关键气象水文要素与径流之间的敏感性;然后,构建气象水文-径流耦合的自适应机器学习算法框架,采用马尔科夫链模拟极端气象水文事件,并融合历史实测数据作为输入得到若干径流场景集;最后,采用改进K-means聚类算法对径流场景集进行聚类,并结合改进的动态时间规整算法(DTW)计算聚类簇中各场景与聚类中心的相异度,根据相异度最大的原则优选生成极端径流场景。以乌江流域的历史径流及气象水文资料(1952—2006年)为参考进行实例分析,验证了本文所提方法的有效性。

关键词: 极端径流场景, 机器学习算法, 马尔科夫链, 沙普利加性解释理论

Abstract: Extreme meteorological events have been occurring frequently worldwide, posing dual challenges to renewable energy integration and secure power supply for the grid systems with a high hydropower proportion. To enhance the systems’ dynamic responding capability to such extreme events, this study describes a new methodology for generating and selecting the extreme streamflow scenarios of a river basin by coupling its key meteorological and hydrological elements. First, we use sensitivity analysis based on the Shapley additive explanations (SHAP) theory to reveal the critical influence of precipitation, soil moisture content, and air temperature over the basin on its streamflow. Then, an adaptive machine learning framework by coupling meteorological-hydrological elements with the streamflow, is constructed. It uses a Markov Chain Monte Carlo (MCMC) approach to simulate the extreme meteorological-hydrological events, and integrates the historical observational data as inputs to generate an ensemble of the streamflow scenarios. Finally, the scenarios are integrated using an enhanced K-means clustering algorithm, and the dissimilarity between individual scenarios within each cluster to the cluster centroid is calculated by combining with a modified Dynamic Time Warping (DTW) algorithm to select the optimized extreme streamflow scenarios based on the principle of maximum dissimilarity. Our method proves effective and applicable through validation using the streamflow data (1952-2006) from the Wujiang River basin in Southwest China and the corresponding meteorological-hydrological records.

Key words: extreme runoff scenarios, machine learning algorithm, Markov chain, Shapley additive explanations theory

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